UK Wealth Management Compliance
A UK-ready layer for compliance, tax and market infrastructure
Overview
UK wealth managers operate under one of the most demanding regulatory and tax regimes in the world: FCA client-money rules (CASS), HMRC tax reporting, ISA and SIPP wrappers, and direct interaction with CREST for UK securities settlement.
Many modern wealth platforms were not designed for these requirements and rely on patchwork integrations or manual workarounds. Profile Software delivers a UK regulatory and market layer — covering settlement, tax, client money and reporting — so UK and Crown Dependency wealth managers can operate, report and grow on a single, modern platform without bolt-ons.
Why choose the UK Wealth Management Compliance solution by Profile Software?
A UK-ready platform built for the regulatory and tax detail of the UK market, not retro-fitted from an offshore template.
• Efficiency & Productivity — Native CREST connectivity, automated HMRC and FCA reporting, and built-in tax and ISA workflows remove manual processes and spreadsheet-based reconciliations.
• Risk & Compliance — End-to-end CASS, MiFID II / MIFIDPRU and AEOI (FATCA / CRS) compliance, with automated reconciliation, stamp duty (SDRT) handling and exception management.
• Scalability & Growth — Supports both intended-settlement and actual-settlement client-money models, segregated and omnibus account structures, and the full range of UK tax wrappers — so growth into new client segments does not require a platform change.
Key Capabilities
• CREST connectivity — Two-way gateway, DEL/OAT messaging, status updates, standing data mirror and automated SDRT reconciliation.
• UK tax & ISA — Supports CGT matching rules, tax vouchers, “Other Interest” returns, AEOI/FATCA/CRS reporting and full ISA functionality, including ISA10, ISA14, ISA14a and Manager’s Return.
• CASS & client money — Covers trial balances, omnibus and nominee-pool reconciliation, and client money release versus stock delivery across segregated and omnibus structures.
• UK market gateways & data — Native integrations with Winner, Calastone and ICE price / MiFID / EMT feeds.
• Settlement models & Crown Dependencies — Supports Model A and Model B settlement on the London market, plus equivalent client-money frameworks for Jersey and other Crown Dependencies.
Discover the product
Axia Suite
Axia is the web-based, omni-channel front-to-back solution for Wealth Management
Discover the productMore solutions
End-to-end automation of the corporate actions lifecycle — reducing operational risk, sharpening cli...
Discover More
The Wealth Management Solution offers a robust wealth management system with a client-centric approa...
Discover More
Fund Managers need tools to help them simplify and automate traditionally tedious processes. The Fun...
Discover More
The Robo Advisor solution delivers omni-channel, modern and workflow-based functionality to perform ...
Discover More
Asset Managers need flexible solution that can adjust to business requirements and provide them with...
Discover More
The Custody solution comprehensively covers all the needs of the Custodian Services market and provi...
Discover More
The Properties and Investment Management Solution offers a unified view of all properties and invest...
Discover More
As Capital markets developed exponentially over the past few years to offer faster and more reliable...
Discover More
Capitalising on many years of experience in the industry, Profile Software delivers a range of innov...
Discover More
Our Shareholders Management solution delivers end-to-end automation and advanced monitoring capabili...
Discover More
- Solutions
-
Artificial Intelligence
Artificial Intelligence
Related Products
-
Banking
-
Investment Management
Investment Management
Related Products
Contact Us
